Compliance
Actionable, real-time and data-driven briefings on a dynamic regulatory environment ― to keep ahead of the financial and ESG compliance curve.
AllArticles
23 results
Conduct & Culture
DEI backlash should not stall efforts to tackle toxic behaviour in financial firms
The new US administrationʼs cancellation of diversity, equality and inclusion (DEI) initiatives should not lead to misconduct at financial services...

Regulatory Reporting
Global identifier org pairs with corporate registers to boost KYC
The Global Legal Entity Identifier Foundation (GLEIF) has partnered with two European corporate registers, partly to make Know Your Customer...

Digital Assets
Bitcoin ETF: SEC approval one year on
Many in the digital asset investment community celebrated the decision by the Securities and Exchange Commission (SEC) to approve bitcoin...

Regulatory Reporting
FCA found 139 MiFID firms failing to report transactions in 2024
The UK Financial Conduct Authority (FCA) found 139 Markets in Financial Instruments Directive (MiFID II) firms potentially failing to report...

UK Regulation
FCA publishes request to intervene in Supreme Court case, defends action over motor finance
The Financial Conduct Authority (FCA) has published its application to the UK Supreme Court for permission to intervene in three...

UK Regulation
Government should state risk tolerance for harm when easing regulation, says FCA chief
The UK government needs to give guidance on what an “acceptable outcome” would look like if the regulator eased borrowing...

Regulatory Oversight
With Trump in the White House, a new era for cryptocurrencies evolves
The 47th president has promised to make the US a cryptocurrencies hub. Will the new regime offer firms the regulatory...

Risk Management
European supervisor stress tests banks for resilience to trade wars
The European Banking Authority’s (EBA) biannual stress test kicked off this week. Last run in 2023, this yearʼs test will...
