Regulatory Oversight
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86 results
Conduct & Culture
Financial firmsʼ mistreatment of whistleblowers remains in FCA top 10
One in nine people who made a protected disclosure to the UK Financial Conduct Authority (FCA) in the first six...
Regulatory Oversight
AWS outage: Regulators are focusing on wrong issue, say payments experts
Payments leaders have questioned if the regulatorsʼ approach to overseeing Big Tech is the right way to ensure financial system...
Regulatory Reporting
UK regulators should ‘reimagine’ accountability regime, Coinbase says
UK regulators have been urged to “reimagine” their accountability regime for decentralised financial (DeFi) firms by US-based crypto exchange Coinbase....
Money Laundering
UK government plan to hand professional services AML supervision to FCA ‘will add costsʼ
The plan for the UK Financial Conduct Authority (FCA) to take over anti-money laundering (AML) supervision for professional services firms...
Regulatory Oversight
FCA, ICO have multiple CMCs under enforcement investigations
The Financial Conduct Authority (FCA) and the Information Commissioner’s Office (ICO) have multiple claims management companies (CMCs) under investigation by...
Regulatory Oversight
UK regulators say growth agenda won’t stop them supervising AI
Senior officials from the Bank of England (BoE) and the Financial Conduct Authority (FCA) have emphasised the need for a...
Conduct & Culture
UK watchdog wants senior managers on the hook for motor finance redress
The Financial Conduct Authority’s (FCA) 360-page consultation on an industry-wide redress scheme for mis-selling motor finance proposes puts a named...
Conduct & Culture
Lawmakers to question FCA on proposals for motor finance redress
The Financial Conduct Authority’s (FCA) proposals for an industry-wide redress scheme for mis-sold motor finance look increasingly unlikely to draw...
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