Regulatory
News, analysis and practical insights that focus on regulators, regulation and global actions to level the business playing field.
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35 results
UK Regulation
UK lawmakers call on FCA to abandon ‘name & shameʼ plan
The UK Financial Conduct Authority (FCA) should not move forward with plans to identify firms under investigation by its enforcement...

Americas
Project 2025’s planned bonfire of the regulators ignites uncertainty
Project 2025, the 920-page plan that calls for a bonfire of most regulatory agencies, has ignited uncertainty among banks’ compliance...

Americas
US consumer protection regulator will be a bellwether for Trump deregulation agenda
Legal and regulatory experts seeking early intel on US regulatory reform should keep watch on the Consumer Financial Protection Bureau...

Conduct & Culture
DEI backlash should not stall efforts to tackle toxic behaviour in financial firms
The new US administrationʼs cancellation of diversity, equality and inclusion (DEI) initiatives should not lead to misconduct at financial services...

Regulatory Reporting
FCA found 139 MiFID firms failing to report transactions in 2024
The UK Financial Conduct Authority (FCA) found 139 Markets in Financial Instruments Directive (MiFID II) firms potentially failing to report...

Conduct & Culture
FCA reveals broker probe, says individuals wield too much power
The UK Financial Conduct Authority (FCA) is concerned that individual brokers wield too much power over their employers, and is...

UK Regulation
FCA publishes request to intervene in Supreme Court case, defends action over motor finance
The Financial Conduct Authority (FCA) has published its application to the UK Supreme Court for permission to intervene in three...

UK Regulation
Government should state risk tolerance for harm when easing regulation, says FCA chief
The UK government needs to give guidance on what an “acceptable outcome” would look like if the regulator eased borrowing...
