LatestCompliance News
Regulatory Oversight
Treatment of whistleblowers in spotlight after FCA receives record number of SYSC 18 reports
One in eight people who made a protected disclosure to the Financial Conduct Authority (FCA) between April and June this…
Regulatory Oversight
FCA offers ‘supercharged sandbox’ for AI experimentation
Enforcement Actions
UK FCA increased penalties on individuals in 24/25, 83 investigations open
UK Regulation
Regulatory Oversight
FCA offers ‘supercharged sandbox’ for AI experimentation
Enforcement Actions
UK FCA increased penalties on individuals in 24/25, 83 investigations open
Enforcement Actions
Enforcement Actions
It’s all about (ML/CFT) controls
Enforcement Actions
