LatestCompliance News
Regulatory Reform
The CMU is dead, long live the SIU!
The Capital Markets Union (CMU) has a shiny new name. But can the Savings and Investment Union (SIU) succeed where…



UK Regulation
UK lawmakers call on FCA to abandon ‘name & shameʼ plan
UK Regulation

UK Regulation
UK lawmakers call on FCA to abandon ‘name & shameʼ plan


Regulatory Reporting
FCA found 139 MiFID firms failing to report transactions in 2024
Enforcement Actions

Enforcement Actions
FCA’s enforcement focus on fincrime, consumers will continue


Enforcement Actions