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Americas

Crypto dominates US SEC policy work, few TradFi rules pruned

Crypto assets have dominated the US Securities and Exchange Commission’s (SEC) policy work so far in the first half of...
By Rachel Wolcott 12th May 2025
Crypto dominates US SEC policy work, few TradFi rules pruned

Americas

SEC crypto roundtable debates tailored versus traditional regulatory approach

Crypto industry leaders and US Securities and Exchange Commission (SEC) top brass debated the use of traditional methods for protecting...
By Elizabeth Lumley 22nd April 2025
SEC crypto roundtable debates tailored versus traditional regulatory approach

Americas

Anxiety mounts over DOGE’s rapid introduction of AI at regulatory agencies

As experts at a US Securities and Exchange Commission (SEC) conference on artificial intelligence (AI) convened in late March to...
By Richard Satran 10th April 2025
Anxiety mounts over DOGE’s rapid introduction of AI at regulatory agencies

Regulatory Oversight

Financial regulators hit by impersonation scams across the world

Financial regulators have been hit by scammers impersonating their officers, with authorities issuing alerts in Australia, the Cayman Islands, the...
By Niece Prayoonrat 7th April 2025
Financial regulators hit by impersonation scams across the world

Cryptocurrency Regulation

Inaugural crypto roundtable in SEC’s search for regulatory approach

The US Securities and Exchange Commission’s (SEC) Crypto Task Force kicked off a series of roundtables this month, designed to...
By Elizabeth Lumley 28th March 2025
Inaugural crypto roundtable in SEC’s search for regulatory approach

Digital Assets

SEC sends positive crypto signals, industry fears a future Gensler

The US Securities and Exchange Commission (SEC) has sent numerous positive signals on crypto assets, but the industry fears a...
By Rachel Wolcott 19th March 2025
SEC sends positive crypto signals, industry fears a future Gensler

Americas

SEC hits pause on proposed investment fund and adviser rules

Acting US Securities and Exchange Commission (SEC) chairman Mark Uyeda has hit pause on proposed rules covering safeguarding of advisory...
By Niece Prayoonrat 19th March 2025
SEC hits pause on proposed investment fund and adviser rules

Americas

States step up as Trump’s US financial regulators step down

State attorneys general have emerged as one of the biggest checks on presidential power after winning a series of US...
By Richard Satran 17th March 2025
States step up as Trump’s US financial regulators step down