Compliance
Actionable, real-time and data-driven briefings on a dynamic regulatory environment ― to keep you ahead of the financial and ESG compliance curve.
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UK Regulation
UK government greenlights small pot consolidation, Pensions Regulator promises new toolkit
The UK government is moving forward with plans that will see small pension pots belonging to workers automatically consolidated. UK...
Compliance
Unauthorised firms increasingly tout AI ‘hybridʼ products
Unauthorised firms are increasingly touting products and services featuring artificial intelligence (AI) combined with another asset class such as crypto...
Financial Crime
US may impose trade war sanctions on the EU
The US could impose trade war-related sanctions on the European Union and other allies. How the US administration uses tariffs,...
Regulatory Reporting
EU watchdog promises to cut reporting burden, warns it needs data to supervise
The European Insurance and Occupational Pensions Authority (EIOPA) says it will “critically assess” the data it currently receives to ensure...
Regulatory Reform
Fresh call for investment consultants to be fully regulated, UKSIF report
Investment consultants should be fully regulated by the Financial Conduct Authority (FCA), said the UK Sustainable Investment and Finance Association...
Americas
Anxiety mounts over DOGE’s rapid introduction of AI at regulatory agencies
As experts at a US Securities and Exchange Commission (SEC) conference on artificial intelligence (AI) convened in late March to...
Regulatory Reform
UK regulators launch initiatives to boost innovation and growth
The Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) yesterday unveiled separate plans designed to support financial services...
Conduct & Culture
FCA charts ‘middle courseʼ in pleadings before UK Supreme Court
The Financial Conduct Authority (FCA) proposed a middle route between the “two extremes” of treating all motor brokers as fiduciaries...
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