Regulatory Oversight
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42 results
Regulatory Oversight
FCA chief pushes back on ‘vocalʼ industry critics of ombudsman decisions
Nikhil Rathi, chief executive of the UK Financial Conduct Authority (FCA), reminded firms that complain to lawmakers about decisions by...
Compliance
FCA CEO says regulator tackling ‘rip-offʼ motor insurance, as Which? mulls super complaint
Nikhil Rathi, chief executive of the UK Financial Conduct Authority (FCA), said it was focused on reducing harm, in response...
Retail
UK government told reducing cash ISA limit may not shift savings to investment
Chief executives at some of the UK’s leading banks and building societies cautioned the government last week that reducing the...
Regulatory Reform
Tweaks to rules for mutuals, challenger banks would boost home ownership
Revising capital rules, loan-to-income (LTI) ratios and lifting the cap on how many high loan-to-value (LTV) mortgages lenders can have...
Climate
Fund labelling regimes help stamp out greenwashing
A European Union ban on using green terminology in the names of funds that are not invested sustainably has seen...
Retail
No payment left behind
Small and medium-sized enterprises (SMEs) and individuals currently bear the brunt of problems around cross-border transactions so global cooperation, including...
UK Regulation
UK regulator couldnʼt provide data on supervisory of ‘neo-brokersʼ
The UK Financial Conduct Authority (FCA) has been unable to provide data on the enforcement and supervisory measures it has...
UK Regulation
UK government greenlights small pot consolidation, Pensions Regulator promises new toolkit
The UK government is moving forward with plans that will see small pension pots belonging to workers automatically consolidated. UK...
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