Regulatory Reporting
Regulation responds to a dynamic sector and real-world events. Understand the environment in depth and breadth ― with the latest news, intelligence and analysis.
AllArticles
19 results
Climate
Government pushes ahead with plans to make UK ‘green financial capital of the worldʼ
Three consultations launched by the Department for Energy Security and Net Zero this week signal that the UK government is...
Europe, Middle East, Africa
New EMIR data quality indicators boost EU trade reporting supervision
A new set of data quality indicators for the European Market Infrastructure Regulation (EMIR) will give a further boost to...
ESG Reporting
US states discussing introduction of international sustainability reporting standards
Five US states, including California, have had discussions about using globally recognised sustainability reporting standards, according to Sue Lloyd, vice-chair...
Regulatory Reporting
Bank of England proposes scrapping building societies sourcebook
The Bank of England (BoE) is consulting on scrapping the Building Societies Sourcebook (BSOCS), which outlines the rules governing building...
Regulatory Reporting
GenAI could be reg reportings’ short-term memory
Tools using generative artificial intelligence (GenAI) could become the “short-term memory” for stressed out trade and transaction reporting teams. GenAI...
Regulatory Reporting
EU watchdog promises to cut reporting burden, warns it needs data to supervise
The European Insurance and Occupational Pensions Authority (EIOPA) says it will “critically assess” the data it currently receives to ensure...
Regulatory Reform
Fresh call for investment consultants to be fully regulated, UKSIF report
Investment consultants should be fully regulated by the Financial Conduct Authority (FCA), said the UK Sustainable Investment and Finance Association...
Compliance
Neo-brokers fined $53m globally, IOSCO paper finds compliance weaknesses
Neo-brokers have been fined a collective $53 million to date by the US Securities and Exchange Commission (SEC), Financial Industry...
