Conduct & Culture
The road to financial conduct failure is paved with good intentions. Success demands that business intent is aligned with the latest conduct insights ― to ensure integrity.
AllArticles
16 results
Conduct & Culture
FCA charts ‘middle courseʼ in pleadings before UK Supreme Court
The Financial Conduct Authority (FCA) proposed a middle route between the “two extremes” of treating all motor brokers as fiduciaries...
Conduct & Culture
Supreme Court hears opposing views of role of broker in motor finance
Car dealers selling finance to customers purchasing a vehicle were either the linchpin in the process determining the price and...
Conduct & Culture
Appeal Court went ‘too farʼ in motor finance judgment, FCA tells Supreme Court
The UK Financial Conduct Authority (FCA) said the Court of Appeal went “too far” in its October 2024 decision that...
UK Regulation
UK regulators and fintechs seek to reset relationships to deliver growth
The UKʼs payments regulators and fintech firms are looking to reset their relationship to create pro-innovation regulations that deliver market...
Conduct & Culture
Experts weigh in on HSBC’s new head of culture
HSBC has created a new role of group customer and culture director to help embed its customersʼ voice at the...
Conduct & Culture
EU regulators accelerate DEI; US firms shift approach, UK halts work
European Union financial services regulators are seeking to accelerate their diversity, equity and inclusion (DEI) initiatives, just as companies in...
Compliance
FCA prepares for industry-wide motor finance redress scheme, cuts out claims firms
The UK Financial Conduct Authority (FCA) looks likely to impose an industry-wide redress scheme for mis-sold car finance, as this...
Conduct & Culture
Compliance allegations top FCA whistleblowing reports for 2024
Compliance issues topped the Financial Conduct Authority’s (FCA) whistleblowing data for the fourth quarter of 2024, published yesterday. Almost 21%...
