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Regulatory

News, analysis and practical insights that focus on regulators, regulation and global actions to level the business playing field.

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UK Regulation

UK regulator monitors neo-brokers’ game-like features targeting Gen Z

The UK Financial Conduct Authority (FCA) is closely monitoring the game-like features of neo-brokers aimed at young investors. The online...
By Niece Prayoonrat 29th April 2025
UK regulator monitors neo-brokers’ game-like features targeting Gen Z

UK Regulation

UK government greenlights small pot consolidation, Pensions Regulator promises new toolkit

The UK government is moving forward with plans that will see small pension pots belonging to workers automatically consolidated. UK...
By Lindsey Rogerson 25th April 2025
UK government greenlights small pot consolidation, Pensions Regulator promises new toolkit

Digital Assets

Blockchain analytics requires professionalisation, collaboration, more data

The burgeoning blockchain analytics industry requires professionalisation, collaboration and more data to improve validity and create legal reliability, the Blockchain...
By Rachel Wolcott 23rd April 2025
Blockchain analytics requires professionalisation, collaboration, more data

Financial Crime

UK elderly fraud victims lose £4,000 per scam, research says

Elderly victims of fraud in the UK are losing an average of £4,000 per scam, according to research by Independent...
By Niece Prayoonrat 15th April 2025
UK elderly fraud victims lose £4,000 per scam, research says

Regulatory Reform

Fresh call for investment consultants to be fully regulated, UKSIF report

Investment consultants should be fully regulated by the Financial Conduct Authority (FCA), said the UK Sustainable Investment and Finance Association...
By Lindsey Rogerson 10th April 2025
Fresh call for investment consultants to be fully regulated, UKSIF report

Conduct & Culture

Banks fail vulnerable customers; most UK adults reluctant to disclose status

Banks continue to fail vulnerable customers, with more than half of vulnerable UK adults choosing not to disclose their status...
By Niece Prayoonrat 9th April 2025
Banks fail vulnerable customers; most UK adults reluctant to disclose status

Regulatory Reform

UK regulators launch initiatives to boost innovation and growth

The Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) yesterday unveiled separate plans designed to support financial services...
By Lindsey Rogerson 9th April 2025
UK regulators launch initiatives to boost innovation and growth

Digital Assets

Solvency II is best place to deal with prudential risks of crypto assets for time being, EIOPA says

The European Unionʼs Solvency II regime is the best place to deal with prudential risks of crypto assets for the...
By Niece Prayoonrat 4th April 2025
Solvency II is best place to deal with prudential risks of crypto assets for time being, EIOPA says
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