UK Regulation
Regional regulation has global consequences ― Stay abreast of the latest UK regional compliance and regulation news.
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71 results
Digital Assets
Defunct Ziglu’s finances in doubt last year; directors linked to failed investment firm
The directors of UK crypto firm Ziglu raised “significant doubts” about its ability to continue as a going concern in...
Regulatory Reform
FCA unveils biggest overhaul of financial advice since RDR, questions remain
The Financial Conduct Authority (FCA) has announced the biggest overhaul of financial advice for UK consumers since its predecessor the...
Regulatory Oversight
Lifetime ISAs failing savers, should carry ‘consumer warning’ say lawmakers
The Lifetime Individual Savings Account (LISA), which allows people to save towards a deposit for their first home and for...
Climate
Government pushes ahead with plans to make UK ‘green financial capital of the worldʼ
Three consultations launched by the Department for Energy Security and Net Zero this week signal that the UK government is...
Compliance
Compliance tops whistleblowing reports to UK FCA, fewer reports lead to ‘significant actionʼ
The UK Financial Conduct Authority (FCA) received 1,131 protected disclosures in 2024/25 — a slight increase on the 1,124 reports...
Regulatory Reform
Fincrime prevention is central to UKʼs ‘go and innovateʼ AI strategy
Financial crime prevention is central to the UK’s “go and innovate” artificial intelligence (AI) strategy because institutions need AI to...
Social
Finfluencers offer benefits but prosecution takes priority, says FCA
Nikhil Rathi, chief executive of the UK Financial Conduct Authority (FCA) acknowledged that there are benefits to working with ‘finfluencersʼ,...
Regulatory Oversight
FCA, PRA labelled risk adverse and growth hampering in House of Lords report
The UKʼs financial regulators have a “deeply entrenched culture of risk aversion”, which is stalling their efforts to advance their...
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