UK Regulation
Regional regulation has global consequences ― Stay abreast of the latest UK regional compliance and regulation news.
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17 results
Conduct & Culture
DEI backlash should not stall efforts to tackle toxic behaviour in financial firms
The new US administrationʼs cancellation of diversity, equality and inclusion (DEI) initiatives should not lead to misconduct at financial services...

Regulatory Reporting
FCA found 139 MiFID firms failing to report transactions in 2024
The UK Financial Conduct Authority (FCA) found 139 Markets in Financial Instruments Directive (MiFID II) firms potentially failing to report...

Conduct & Culture
FCA reveals broker probe, says individuals wield too much power
The UK Financial Conduct Authority (FCA) is concerned that individual brokers wield too much power over their employers, and is...

UK Regulation
FCA publishes request to intervene in Supreme Court case, defends action over motor finance
The Financial Conduct Authority (FCA) has published its application to the UK Supreme Court for permission to intervene in three...

UK Regulation
Government should state risk tolerance for harm when easing regulation, says FCA chief
The UK government needs to give guidance on what an “acceptable outcome” would look like if the regulator eased borrowing...

UK Regulation
UK prudential regulator delays Basel 3.1 again, pauses data collection request
On January 17, the Prudential Regulation Authority (PRA) delayed the implementation date for Basel 3.1 until January 2027 — the...

UK Regulation
Consumer advocates warn of danger to growth from further erosion of trust in financial firms
Three debt and consumer advisors have warned lawmakers that removing regulations for financial firms in an effort to boost UK...

Regulatory Oversight
UK regulator has no metric to measure its effect on growth in real economy, says Woods
Sam Woods, chief executive of the Prudential Regulation Authority (PRA), told lawmakers that its current performance metrics do not directly...
