Banking Compliance
AllArticles
12 results
ESG Compliance
Sustainability becoming ‘business as usualʼ for central bank supervisors
European banking supervisorsʼ work on sustainability risks was now “much more business as usual” and embedded in their everyday interactions...
Regulatory Reform
Barclays alone among big banks in backing retention of ring-fencing regime
Repealing ring-fencing — the separation of retail and investment banking arms — is not the way to boost UK growth,...
Retail
Challenger banks united in call for support from regulators to scale up
Challenger banks need dedicated support from regulators if they are to scale up beyond their initial success, David Jarvis, CEO...
Financial Crime
Firms failing to grasp domestic payments’ sanctions risk
Firms’ inadequate customer due diligence processes have translated into a failure to grasp that their domestic payments activity may be...
Americas
Anxiety mounts over DOGE’s rapid introduction of AI at regulatory agencies
As experts at a US Securities and Exchange Commission (SEC) conference on artificial intelligence (AI) convened in late March to...
Banking Compliance
BIS report: Credit information regulations are key for SME lenders
Credit information regulations are key to accessible and affordable loans for small and medium-sized enterprises (SMEs), according to a report...
UK Regulation
RPC members warn prudential regulation should not be watered down in quest for growth
Two members of the Bank of England’s Regulatory Policy Committee (RPC) have warned lawmakers that prudential regulations should not be...
Compliance
Q3 complaints to Financial Ombudsman leap 40%
The UK Financial Ombudsman Service (FOS) received 20,000 more complaints in Q3 2024/25 than in the same quarter the previous...
